Investment Advisor Assistant - Victoria office

The Ocean Wealth Group of PI Financial Corp is seeking a licensed Investment Advisor (IA) Assistant in Victoria. You are passionate about helping clients achieve their financial goals and will use your experience and education in the financial services industry to support the administration and marketing needs of the Investment Advisor in a busy, dynamic office. You have excellent organizational skills and are self-motivated with a hard work ethic.

The Ocean Wealth Group provides unique wealth management solutions customized for our clients. We are in the business of helping our clients design a best fit financial plan to meet their overall wealth management needs that are important to them and their families. www.oceanwealth.ca

Key Tasks and Responsibilities:

  • Assist the IA’s on the team in preparing for client appointments
  • Respond to client inquiries
  • Provide market information or quotes to clients
  • Communicate effectively with the advisor
  • Ensure client accounts are processed accurately including account opening/closing and transfers to ensure proper settlement and delivery
  • Ensure compliance is followed
  • Process trades and other transactions
  • Plan and coordinate client events
  • Maintain customer records and compile reports

Competencies:

  • Strong verbal and written communications skills
  • Career orientated, is self-motivated, hard-working and is a team player
  • Puts clients’ needs first, driven to provide excellence in customer service
  • Highly skilled in Microsoft Office and social media marketing
  • Quick learner adept to learning new technologies and processes
  • Extremely organized, focused and capable of working under high pressure and tight deadlines
  • Professional and discreet in handling confidential client information
  • Adaptable, flexible and positive attitude
  • Exceptional attention to detail with accountability

Qualifications and Experience:

  • 3 years administrative/assistant experience in the investment industry
  • Post secondary education in finance or a related field is an asset
  • IIROC licensed as an Investment Representative or Registered Representative
  • Completion of Canadian Securities Course (CSC) and the Conduct and Practices Handbook (CPH)
  • CFP (Certified Financial Planner designation) and LLQP (Insurance license) is an asset

Qualifications and Experience:

  • Base salary: $58,000 - $ 65,000. Full-time position.
  • Salary is commensurate on experience and education.
  • Full benefit plan: with 3 weeks vacation annually to start.
  • Further education paid for ie. CFP and CSI courses for eg.

Apply if you have the dedication, commitment, experience and education and are seeking to join a growing financial firm in Victoria. Qualified applicants are invited to submit a cover letter and resume to iaavic@pifinancial.com by November 10, 2020.

All applications will be held in strict confidence. We wish to thank all condidates for their interest but only applications selected for an interview will be contacted.